SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

 

ENVESTNET, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

29404K106

(CUSIP Number)

David Maryles

Managing Director, Legal and Compliance

BlackRock, Inc.

55 East 52nd Street

New York, NY 10055

(212) 810-5300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

May 21, 2021

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box:  ☒

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No.: 29404K106

 

1		NAMES OF REPORTING PERSONS     BlackRock, Inc.
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP   (a)  ☐        (b)  ☒
3		SEC USE ONLY
4		SOURCE OF FUNDS     OO
5		CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)     ☒
6		CITIZENSHIP OR PLACE OF ORGANIZATION     Delaware

NUMBER OF SHARES   BENEFICIALLY   OWNED BY EACH REPORTING PERSON WITH				7		SOLE VOTING POWER     6,355,020
				8		SHARED VOTING POWER     0
				9		SOLE DISPOSITIVE POWER      6,421,166
				10		SHARED DISPOSITIVE POWER     0

11		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON     6,421,166
12		CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)     ☐
13		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)     11.8%
14		TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)     HC

 

2

Item 1. Security and Issuer.

This Schedule 13D (this “Schedule 13D”) relates to the common stock, par value $0.005 per share (the “Common Stock”), of Envestnet, Inc., a Delaware corporation (the “Issuer”). The principal executive offices of the Issuer are located at 35 East Wacker Drive, Suite 2400, Chicago, Illinois.

Item 2. Identity and Background.

(a) This Schedule 13D is being filed by BlackRock, Inc. (“BlackRock”). BlackRock is a Delaware corporation that, through its subsidiaries, provides diversified investment management directly and indirectly through various investment products to institutions, intermediaries and individual investors. Investment management services primarily consist of the management of equity, fixed income, multi-asset class, alternative investment and cash management products. BlackRock, through its subsidiaries (the “Advisory Subsidiaries”), offers its investment products in a variety of accounts, including open-end and closed-end mutual funds, iShares^® exchange-traded funds, collective investment trusts and separate accounts. In addition, the Advisory Subsidiaries, provide market risk management, financial markets advisory and enterprise investment system services to a broad base of clients. Financial markets advisory services include valuation services relating to illiquid securities, dispositions and workout assignments (including long-term portfolio liquidation assignments), risk management and strategic planning and execution. The principal office and business address of BlackRock is 55 East 52nd Street, New York, NY 10055.

Certain of the securities reported herein include Common Stock held directly by BlackRock for its own account that were previously included in a statement on Schedule 13G filed by BlackRock on February 8, 2021. BlackRock did not acquire any beneficial ownership of Common Stock with the purpose or effect of changing or influencing the control of the Issuer or as a participant in any transaction having such purpose or effect, or in connection with any plan or proposal that would be subject to disclosure under Item 4 of Schedule 13D with respect to the Issuer. The Advisory Subsidiaries, as the investment advisers to certain client accounts, continue to hold Common Stock in their ordinary course of business, not with the purpose or effect of changing or influencing the control of the Issuer or as a participant in any transaction having such purpose or effect, and not in connection with any plan or proposal that would be subject to disclosure under Item 4 of Schedule 13D with respect to the Issuer. Therefore, this Schedule 13D should not be deemed to constitute an admission that BlackRock is required to file a Schedule 13D pursuant to Rule 13d-1 under the Act with respect to the Common Stock held directly by the Advisory Subsidiaries that act as the investment advisers to certain client accounts, however, BlackRock is voluntarily filing this Schedule with respect to all Common Stock beneficially owned by BlackRock.

(b) – (c) and (f) Current information concerning the identity and background of each of the executive officers and directors of BlackRock is set forth on Annex A (collectively, the “Covered Persons”), attached hereto and incorporated herein by reference.

(d) and (e) During the last five years, neither BlackRock, nor to the best of its knowledge, any Covered Person has been convicted in any criminal proceedings (excluding traffic violations or similar misdemeanors) or, except as set forth in Annex B attached hereto, has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Neither the present filing nor anything contained herein shall be construed as an admission that BlackRock constitutes a “person” for any purposes other than Section 13(d) of the Exchange Act.

 

3

Item 3. Source and Amount of Funds or Other Consideration.

As of May 20, 2021, BlackRock, in its role as the parent of the Adviser Subsidiaries in the capacity as investment advisers to certain client accounts, held beneficial ownership of 4,065,350 shares of Common Stock acquired prior to such date for an aggregate purchase price of $238,726,155.18. Such acquisitions were made for investment purposes with available funds of the applicable client accounts in the ordinary course of business of the Advisory Subsidiaries.

In addition, as previously disclosed, in December 2018, BlackRock for its own account acquired directly from the Issuer 2,355,816 shares of Common Stock at a purchase price of $52.13 per share for an aggregate purchase price of $122,808,688.08 (from BlackRock’s working capital balances) and a warrant (the “Warrant”) to purchase 471,163 shares of Common Stock at an exercise price of $65.16 per share, subject to customary anti-dilution adjustments. The Warrant is exercisable at BlackRock’s option for four years from the date of issuance. The Warrant may be exercisable through cash exercise or net issue exercise, with cash settlement at the Issuer’s sole discretion.

Transactions made for investment purposes in the ordinary course of business of the Advisory Subsidiaries are undertaken solely for the benefit of the applicable client account and are independent from the strategic relationship with and investment in the Issuer made by BlackRock for its own account.

Item 4. Purpose of Transaction.

Other than the 2,355,816 shares of Common Stock acquired by BlackRock for its own account in 2018 in connection with the strategic relationship described below, all of the Common Stock of the Issuer was acquired for investment purposes by funds and accounts for which certain of the Advisory Subsidiaries act as investment advisers.

BlackRock does not have any present plan or proposal that would relate to or result in any of the matters set forth in subparagraphs (a) – (j) of Item 4 of Schedule 13D.

As previously disclosed, BlackRock and certain of its subsidiaries and the Issuer entered into a strategic relationship to enhance the investment technology solutions they provide to financial advisors and the clients they serve. Also as previously announced, in conjunction with the strategic relationship, BlackRock acquired the 2,355,816 shares of Common Stock and the Warrant for its own account. BlackRock reviews its strategic relationship with, and investment in, the Issuer on a continuing basis. BlackRock has engaged, and may in the future further engage, in discussions with management, the board of directors, other shareholders of the Issuer and other relevant parties on various matters related to the Issuer and BlackRock’s investment in the Issuer, including matters related to the business, management, operations, assets, strategy and future plans of the Issuer and BlackRock. There can be no assurance as to the outcome of any of such discussions. These discussions, however, may at any time and from time to time include proposing, considering or negotiating conditional terms of (a) acquiring additional securities of the Issuer, including but not limited to in connection with corporate control transactions, or disposing of all or a portion of the Common Stock or the Warrant, through open market transactions, privately negotiated transactions, amendments to its agreements with the Issuer, or otherwise, (b) extending, enhancing, or modifying BlackRock’s strategic relationship with the Issuer by, among other things, entering into commercial agreements and relationships in connection therewith, or (c) to take any other available course of action, including one or more of the actions described in subparagraphs (a) – (j) of Item 4 of Schedule 13D. In reaching any decision as to its course of any action (as well as the specific elements thereof), BlackRock currently expects that it would take into consideration a variety of factors, including, but not limited to, the following: the Issuer’s business, strategy and prospects; other developments concerning the Issuer and its businesses generally; other business opportunities available to BlackRock; changes in law and government regulations; general economic conditions; financial and stock market conditions, including the market price of the securities of the Issuer.

 

4

Item 5. Interest in Securities of the Issuer.

(a) and (b) The responses of BlackRock to Rows (7) through (11), and (13) of the cover page of this Schedule 13D are incorporated herein by reference.

The aggregate percentage of shares of Common Stock reported as beneficially owned by BlackRock was calculated based on 54,422,622 shares of Common Stock issued and outstanding as of April 30, 2021, as disclosed in the Issuer’s Quarterly Report on Form 10-Q for the period ended March 31, 2021 filed with the U.S. Securities and Exchange Commission on May 7, 2021.

The Common Stock beneficially owned by BlackRock includes Common Stock beneficially owned by the Advisory Subsidiaries, including Aperio Group LLC, BlackRock Advisors (UK) Limited, BlackRock Advisors LLC, BlackRock Asset Management Canada Limited, BlackRock Financial Management, Inc., BlackRock Fund Advisors, BlackRock Institutional Trust Company, National Association, BlackRock Investment Management (Australia) Limited, BlackRock Investment Management (UK) Limited, BlackRock Investment Management, LLC and BlackRock Japan Co., Ltd., none of which beneficially owns in excess of 5% of the outstanding Common Stock.

(c) Annex C, attached hereto, sets forth transactions in the Common Stock that were effected during the 60-day period ended May 20, 2021. The transactions in the Common Stock described on Annex C were effected on securities exchanges unless otherwise indicated therein.

(d) Except for investment advisory clients of the Advisory Subsidiaries, who may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Common Stock, no other person is known by BlackRock to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any Common Stock that may be beneficially owned by BlackRock.

(e) Not applicable.

Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

The information set forth in Item 4 is hereby incorporated herein by reference.

For the avoidance of doubt, the Issuer and BlackRock have a number of commercial agreements in connection with the strategic relationship discussed above.

On December 20, 2018, BlackRock and the Issuer entered into a registration rights agreement (the “Registration Rights Agreement”) providing BlackRock or its designee with certain customary registration rights with respect to 2,355,816 shares of Common Stock and the shares underlying the Warrant. Pursuant to the Registration Rights Agreement, BlackRock or its designee is entitled to certain customary demand registration, shelf takedown and piggyback registration rights, subject to certain customary limitations (including with respect to minimum offering size and maximum number of demands and underwritten shelf takedowns).

The above description of the Registration Rights Agreement is not complete and is qualified in its entirety by reference to the full text of the Registration Rights Agreement, a copy of which is attached hereto as Exhibit 2.

Except as set forth in this Schedule 13D, there are no contracts, arrangements, understandings or relationships between BlackRock and any other person with respect to any securities of the Issuer or among the Advisory Subsidiaries, including but not limited to transfer or voting of any securities of the Issuer, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies (other than the transfer of voting rights with respect to shares of Common Stock that are loaned out in the ordinary course of BlackRock’s and its subsidiaries’ securities lending programs).

 

5

Item 7. Material to be filed as Exhibits.

 

Exhibit 1		Power of Attorney, dated January 2, 2019, relating to BlackRock, Inc. (incorporated by reference to Exhibit B to Schedule 13G filed by BlackRock, Inc. on February 8, 2021 (SEC file number 005-86053)).
Exhibit 2		Registration Rights Agreement, dated December 20, 2018, between Envestnet, Inc. and BlackRock, Inc. (filed as Exhibit 10.1 to Envestnet Inc.’s Current Report on Form 8-K filed with the SEC on December 20, 2018 and incorporated by reference herein).

 

6

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: May 21, 2021		BLACKROCK, INC.
		By:		/s/ David Maryles
		Name:		David Maryles
		Title:		Attorney in Fact

 

7

Annex A

The following is a list of the executive officers and directors of BlackRock, Inc. (collectively, the “Covered Persons”), setting forth the present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted and citizenship for each such person. Each Covered Person is a citizen of the United States, unless otherwise noted, and does not have any other principal occupation (outside of similar positions held with respect to other entities directly or indirectly managed or advised by BlackRock).

Executive Officers

 

Name		Principal Occupation or Employment		Business Address		Citizenship
Laurence D. Fink		Chairman and Chief Executive Officer		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Robert S. Kapito		President		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Rachel Lord		Senior Managing Director and Chair and Head of Asia Pacific		BlackRock, Inc. 16/F Champion Tower 3 Garden Road Central, Hong Kong		U.K.
Robert L. Goldstein		Senior Managing Director, Chief Operating Officer & Global Head of BlackRock Solutions		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
J. Richard Kushel		Senior Managing Director and Head of the Portfolio Management Group		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Stephen Cohen		Senior Managing Director and Head of Europe, Middle East and Africa		BlackRock, Inc. Drapers Gardens 12 Throgmorton Avenue London EC2N 2DL United Kingdom		U.K.
Mark S. McCombe		Senior Managing Director and Chief Client Officer		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.K.
Christopher J. Meade		Senior Managing Director, Chief Legal Officer and General Counsel		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Manish Mehta		Senior Managing Director, Global Head of Human Resources		BlackRock, Inc. 400 Howard Street San Francisco, CA 94105		U.S.
Gary S. Shedlin		Senior Managing Director and Chief Financial Officer		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Mark Wiedman		Senior Managing Director, Head of International and of Corporate Strategy		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.

 

A-1

Directors

 

Name		Principal Occupation or Employment		Business Address		Citizenship
Bader M. Alsaad		Arab Fund for Economic & Social Development - Chairman of the Board and Director General		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		Kuwait
Mathis Cabiallavetta		Swiss Re - Former Vice Chairman of the Board of Directors		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		Switzerland
Pamela Daley		General Electric Company - Former Senior Vice President of Corporate Business Development		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Jessica Einhorn		Paul H. Nitze School of Advanced International Studies at Johns Hopkins University - Former Dean		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Laurence D. Fink		BlackRock, Inc. - Chairman and Chief Executive Officer		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
William E. Ford		General Atlantic – Chairman and Chief Executive Officer		General Atlantic Park Avenue Plaza 55 East 52nd Street, 33rd Fl New York, NY 10055		U.S.
Fabrizio Freda		The Estée Lauder Companies Inc. - President and Chief Executive Officer		Estée Lauder Companies 767 Fifth Avenue, 40th Fl New York, NY 10153		Italy & U.S.
Murry S. Gerber		EQT Corporation - Former Executive Chairman, Chairman, President and CEO		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Margaret L. Johnson		Magic Leap, Inc. – Chief Executive Officer		Magic Leap 7500 W. Sunrise Blvd Plantation, FL 33322		U.S.
Robert S. Kapito		BlackRock, Inc .- President		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Cheryl D. Mills		BlackIvy Group LLC - Chief Executive Officer		BlackIvy Group LLC 2300 N Street NW Suite 630 Washington DC 20037		U.S.
Gordon M. Nixon		Royal Bank of Canada - Former President, CEO and Board Member		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		Canada
Charles H. Robbins		Cisco Systems, Inc. – Chairman and Chief Executive Officer		Cisco Systems, Inc. 300 West Tasman Drive San Jose, CA 95134		U.S.
Marco Antonio Slim Domit		Grupo Financiero Inbursa, S.A.B. de C.V. - Chairman		Grupo Financiero Inbursa Av. Paseo de las Palmas, #736 Floor 1 Colonia Lomas de Chapultepec C.P. 11000, México D.F.		Mexico
Susan L. Wagner		BlackRock, Inc. - Former Vice Chairman		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		U.S.
Mark Wilson		Abacai – Co-Chairman and Chief Executive Officer		BlackRock, Inc. 55 East 52nd Street New York, NY 10055		New Zealand

 

A-2

Annex B

On January 17, 2017, BlackRock reached an agreement with the U.S. Securities and Exchange Commission (the “SEC”), resolving a matter regarding a provision in an old version of BlackRock’s form employee separation agreement that the SEC found violated the Dodd Frank Act’s whistleblower provisions. In the settlement with the SEC, BlackRock agreed to pay a $340,000 penalty and consented to the entry of an Administrative Order containing a finding that BlackRock violated Rule 21F-17 under the Act and ordering BlackRock to cease and desist from committing or causing any violations and any future violations of Rule 21F-17.

 

B-1

Annex C

Transaction in Common Stock

 

Legal Entity		Trade Date				Amount				Trade Price				Buy/Sell				Execution Type
BlackRock Institutional Trust Company, National Association			March 22, 2021				301			$	71.11				Buy			Buy
BlackRock Fund Advisors			March 22, 2021				1,154			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				1,740			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				2,175			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				870			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				435			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				870			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				-435			$	71.11				Sell			ETF Redeem
BlackRock Fund Advisors			March 22, 2021				-4,120			$	71.11				Sell			ETF Redeem
BlackRock Fund Advisors			March 22, 2021				-4,532			$	71.11				Sell			ETF Redeem
BlackRock Fund Advisors			March 22, 2021				8,240			$	71.11				Buy			ETF Create
BlackRock Fund Advisors			March 22, 2021				-1,442			$	71.11				Sell			ETF Redeem
BlackRock Fund Advisors			March 23, 2021				870			$	71.15				Buy			ETF Create
BlackRock Fund Advisors			March 23, 2021				336			$	71.15				Buy			ETF Create
BlackRock Fund Advisors			March 23, 2021				72			$	71.15				Buy			ETF Create
BlackRock Fund Advisors			March 23, 2021				144			$	71.15				Buy			ETF Create
BlackRock Fund Advisors			March 23, 2021				-2,060			$	71.15				Sell			ETF Redeem
BlackRock Fund Advisors			March 23, 2021				3,502			$	71.15				Buy			ETF Create
BlackRock Fund Advisors			March 23, 2021				2,472			$	71.15				Buy			ETF Create
BlackRock Fund Advisors			March 23, 2021				-618			$	71.15				Sell			ETF Redeem
BlackRock Fund Advisors			March 23, 2021				-2,266			$	71.15				Sell			ETF Redeem
BlackRock Institutional Trust Company, National Association			March 24, 2021				14,757			$	71.95				Buy			Buy
BlackRock Fund Advisors			March 24, 2021				96			$	71.95				Buy			ETF Create
BlackRock Fund Advisors			March 24, 2021				-1,154			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				60			$	71.95				Buy			ETF Create
BlackRock Fund Advisors			March 24, 2021				-870			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-435			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-1,305			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				2,175			$	71.95				Buy			ETF Create
BlackRock Fund Advisors			March 24, 2021				-435			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-3,296			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-1,648			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-206			$	71.95				Sell			ETF Redeem

 

C-1

BlackRock Fund Advisors			March 24, 2021				-1,030			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-4,738			$	71.95				Sell			ETF Redeem
BlackRock Fund Advisors			March 24, 2021				-618			$	71.95				Sell			ETF Redeem
BlackRock Investment Management (UK) Limited			March 25, 2021				859			$	72.71				Buy			Buy
BlackRock Advisors, LLC			March 25, 2021				5,609			$	72.71				Buy			Buy
BlackRock Investment Management, LLC			March 25, 2021				-742			$	73.41				Sell			Sell
BlackRock Investment Management, LLC			March 25, 2021				-3,240			$	73.41				Sell			Sell
BlackRock Fund Advisors			March 25, 2021				-3,045			$	73.41				Sell			ETF Redeem
BlackRock Fund Advisors			March 25, 2021				435			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				1,305			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				-1,731			$	73.41				Sell			ETF Redeem
BlackRock Fund Advisors			March 25, 2021				4,738			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				2,060			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				618			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				-2,472			$	73.41				Sell			ETF Redeem
BlackRock Fund Advisors			March 25, 2021				1,030			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				-4,944			$	73.41				Sell			ETF Redeem
BlackRock Fund Advisors			March 25, 2021				6,180			$	73.41				Buy			ETF Create
BlackRock Fund Advisors			March 25, 2021				-2,266			$	73.41				Sell			ETF Redeem
BlackRock Fund Advisors			March 25, 2021				-824			$	73.41				Sell			ETF Redeem
BlackRock Investment Management, LLC			March 26, 2021				-336			$	74.34				Sell			Sell
BlackRock Advisors, LLC			March 26, 2021				18,018			$	74.19				Buy			Buy
BlackRock Japan Co., Ltd.			March 26, 2021				423			$	74.19				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 26, 2021				-176			$	74.40				Sell			Sell
BlackRock Fund Advisors			March 26, 2021				435			$	74.40				Buy			ETF Create
BlackRock Fund Advisors			March 26, 2021				-3,480			$	74.40				Sell			ETF Redeem
BlackRock Fund Advisors			March 26, 2021				2,308			$	74.40				Buy			ETF Create
BlackRock Fund Advisors			March 26, 2021				2,884			$	74.40				Buy			ETF Create
BlackRock Investment Management, LLC			March 29, 2021				103			$	73.68				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 29, 2021				-229			$	73.68				Sell			Sell
BlackRock Institutional Trust Company, National Association			March 29, 2021				1,965			$	73.70				Buy			Buy
BlackRock Advisors, LLC			March 29, 2021				3,741			$	73.63				Buy			Buy
BlackRock Advisors, LLC			March 29, 2021				13,381			$	73.63				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 29, 2021				4,353			$	73.63				Buy			Buy
BlackRock Japan Co., Ltd.			March 29, 2021				615			$	73.63				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 29, 2021				7,026			$	73.63				Buy			Buy
BlackRock Fund Advisors			March 29, 2021				72			$	73.68				Buy			ETF Create
BlackRock Fund Advisors			March 29, 2021				1,442			$	73.68				Buy			ETF Create
BlackRock Fund Advisors			March 29, 2021				1,854			$	73.68				Buy			ETF Create
BlackRock Fund Advisors			March 29, 2021				-435			$	73.68				Sell			ETF Redeem

 

C-2

BlackRock Fund Advisors			March 29, 2021				-435			$	73.68				Sell			ETF Redeem
BlackRock Fund Advisors			March 29, 2021				-435			$	73.68				Sell			ETF Redeem
BlackRock Fund Advisors			March 29, 2021				96			$	73.68				Buy			ETF Create
BlackRock Fund Advisors			March 29, 2021				32			$	73.68				Buy			ETF Create
BlackRock Fund Advisors			March 29, 2021				577			$	73.68				Buy			ETF Create
BlackRock Fund Advisors			March 29, 2021				-577			$	73.68				Sell			ETF Redeem
BlackRock Fund Advisors			March 29, 2021				-1,154			$	73.68				Sell			ETF Redeem
BlackRock Fund Advisors			March 29, 2021				48			$	73.68				Buy			ETF Create
BlackRock Institutional Trust Company, National Association			March 30, 2021				-527			$	72.56				Sell			Sell
BlackRock Advisors, LLC			March 30, 2021				1,193			$	73.35				Buy			Buy
BlackRock Advisors, LLC			March 30, 2021				26,753			$	72.87				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 30, 2021				1,328			$	72.90				Buy			Buy
BlackRock Japan Co., Ltd.			March 30, 2021				763			$	72.90				Buy			Buy
BlackRock Fund Advisors			March 30, 2021				667			$	72.90				Buy			Buy
BlackRock Advisors, LLC			March 30, 2021				2,051			$	72.90				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 30, 2021				1,983			$	72.90				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 30, 2021				7,948			$	72.90				Buy			Buy
BlackRock Fund Advisors			March 30, 2021				48			$	72.43				Buy			ETF Create
BlackRock Fund Advisors			March 30, 2021				1,881			$	72.43				Buy			ETF Create
BlackRock Fund Advisors			March 30, 2021				870			$	72.43				Buy			ETF Create
BlackRock Fund Advisors			March 30, 2021				-1,305			$	72.43				Sell			ETF Redeem
BlackRock Fund Advisors			March 30, 2021				870			$	72.43				Buy			ETF Create
BlackRock Fund Advisors			March 30, 2021				1,305			$	72.43				Buy			ETF Create
BlackRock Fund Advisors			March 30, 2021				-1,305			$	72.43				Sell			ETF Redeem
BlackRock Fund Advisors			March 30, 2021				870			$	72.43				Buy			ETF Create
BlackRock Fund Advisors			March 30, 2021				-2,060			$	72.43				Sell			ETF Redeem
BlackRock Fund Advisors			March 30, 2021				-2,472			$	72.43				Sell			ETF Redeem
BlackRock Fund Advisors			March 30, 2021				-1,154			$	72.43				Sell			ETF Redeem
BlackRock Fund Advisors			March 30, 2021				-577			$	72.43				Sell			ETF Redeem
BlackRock Fund Advisors			March 30, 2021				-577			$	72.43				Sell			ETF Redeem
BlackRock Institutional Trust Company, National Association			March 31, 2021				-316			$	72.23				Sell			Sell
BlackRock Fund Advisors			March 31, 2021				1,628			$	72.23				Buy			Buy
BlackRock Financial Management, Inc.			March 31, 2021				-275			$	72.23				Sell			Sell
BlackRock Institutional Trust Company, National Association			March 31, 2021				-74			$	72.23				Sell			Sell
BlackRock Asset Management Canada Limited			March 31, 2021				-96			$	72.23				Sell			Sell
BlackRock Institutional Trust Company, National Association			March 31, 2021				-185			$	72.23				Sell			Sell
BlackRock Advisors, LLC			March 31, 2021				2,387			$	72.23				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 31, 2021				350			$	72.23				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 31, 2021				819			$	72.83				Buy			Buy
BlackRock Financial Management, Inc.			March 31, 2021				1,057			$	72.81				Buy			Buy

 

C-3

BlackRock Advisors, LLC			March 31, 2021				1,874			$	72.81				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 31, 2021				5,027			$	72.81				Buy			Buy
BlackRock Japan Co., Ltd.			March 31, 2021				257			$	72.81				Buy			Buy
BlackRock Institutional Trust Company, National Association			March 31, 2021				667			$	72.81				Buy			Buy
BlackRock Investment Management, LLC			March 31, 2021				226			$	72.81				Buy			Buy
BlackRock Fund Advisors			March 31, 2021				855			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				435			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				1,305			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				1,731			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				-577			$	72.23				Sell			ETF Redeem
BlackRock Fund Advisors			March 31, 2021				-78			$	72.23				Sell			ETF Redeem
BlackRock Fund Advisors			March 31, 2021				48			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				96			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				-1,236			$	72.23				Sell			ETF Redeem
BlackRock Fund Advisors			March 31, 2021				2,266			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				8,240			$	72.23				Buy			ETF Create
BlackRock Fund Advisors			March 31, 2021				618			$	72.23				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 1, 2021				-145			$	74.32				Sell			Sell
BlackRock Advisors, LLC			April 1, 2021				15,738			$	74.20				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 1, 2021				824			$	74.23				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 1, 2021				4,922			$	74.23				Buy			Buy
BlackRock Japan Co., Ltd.			April 1, 2021				529			$	74.23				Buy			Buy
BlackRock Investment Management (UK) Limited			April 1, 2021				6,310			$	74.23				Buy			Buy
BlackRock Fund Advisors			April 1, 2021				353			$	74.23				Buy			Buy
BlackRock Japan Co., Ltd.			April 1, 2021				344			$	74.23				Buy			Buy
BlackRock Financial Management, Inc.			April 1, 2021				2,778			$	74.23				Buy			Buy
BlackRock Investment Management (UK) Limited			April 1, 2021				705			$	74.23				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 1, 2021				1,913			$	74.23				Buy			Buy
BlackRock Fund Advisors			April 1, 2021				435			$	74.32				Buy			ETF Create
BlackRock Fund Advisors			April 1, 2021				1,442			$	74.32				Buy			ETF Create
BlackRock Fund Advisors			April 1, 2021				3,296			$	74.32				Buy			ETF Create
BlackRock Fund Advisors			April 1, 2021				-2,060			$	74.32				Sell			ETF Redeem
BlackRock Fund Advisors			April 1, 2021				-1,854			$	74.32				Sell			ETF Redeem
BlackRock Fund Advisors			April 1, 2021				84			$	74.32				Buy			ETF Create
BlackRock Fund Advisors			April 1, 2021				78			$	74.32				Buy			ETF Create
BlackRock Fund Advisors			April 1, 2021				36			$	74.32				Buy			ETF Create
BlackRock Fund Advisors			April 5, 2021				435			$	74.38				Buy			ETF Create
BlackRock Fund Advisors			April 5, 2021				-1,305			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				-1,737			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				-579			$	74.38				Sell			ETF Redeem

 

C-4

BlackRock Fund Advisors			April 5, 2021				-6,592			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				-7,828			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				-2,472			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				1,854			$	74.38				Buy			ETF Create
BlackRock Fund Advisors			April 5, 2021				4,120			$	74.38				Buy			ETF Create
BlackRock Fund Advisors			April 5, 2021				-1,854			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				-6,386			$	74.38				Sell			ETF Redeem
BlackRock Fund Advisors			April 5, 2021				4,120			$	74.38				Buy			ETF Create
BlackRock Fund Advisors			April 5, 2021				1,648			$	74.38				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 6, 2021				145			$	73.91				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 6, 2021				50			$	73.91				Buy			Buy
BlackRock Financial Management, Inc.			April 6, 2021				159			$	73.91				Buy			Buy
BlackRock Fund Advisors			April 6, 2021				-405			$	73.91				Sell			ETF Redeem
BlackRock Fund Advisors			April 6, 2021				72			$	73.91				Buy			ETF Create
BlackRock Fund Advisors			April 6, 2021				1,737			$	73.91				Buy			ETF Create
BlackRock Fund Advisors			April 6, 2021				4,632			$	73.91				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 7, 2021				140			$	74.03				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 7, 2021				-562			$	74.03				Sell			Sell
BlackRock Fund Advisors			April 7, 2021				-2,610			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				-435			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				42			$	74.03				Buy			ETF Create
BlackRock Fund Advisors			April 7, 2021				1,737			$	74.03				Buy			ETF Create
BlackRock Fund Advisors			April 7, 2021				-1,158			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				-5,768			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				-824			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				-5,768			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				-412			$	74.03				Sell			ETF Redeem
BlackRock Fund Advisors			April 7, 2021				-3,090			$	74.03				Sell			ETF Redeem
BlackRock Asset Management Ireland Limited			April 8, 2021				145			$	74.31				Buy			Buy
BlackRock Investment Management, LLC			April 8, 2021				214			$	74.31				Buy			Buy
BlackRock Fund Advisors			April 8, 2021				48			$	74.31				Buy			ETF Create
BlackRock Fund Advisors			April 8, 2021				-2,610			$	74.31				Sell			ETF Redeem
BlackRock Fund Advisors			April 8, 2021				435			$	74.31				Buy			ETF Create
BlackRock Fund Advisors			April 8, 2021				435			$	74.31				Buy			ETF Create
BlackRock Fund Advisors			April 8, 2021				2,060			$	74.31				Buy			ETF Create
BlackRock Fund Advisors			April 8, 2021				-412			$	74.31				Sell			ETF Redeem
BlackRock Asset Management Ireland Limited			April 9, 2021				145			$	74.70				Buy			Buy
BlackRock Investment Management (UK) Limited			April 9, 2021				8,466			$	74.70				Buy			Buy
BlackRock Fund Advisors			April 9, 2021				-5			$	74.70				Sell			Sell
BlackRock Financial Management, Inc.			April 9, 2021				-299			$	74.70				Sell			Sell

 

C-5

BlackRock Fund Advisors			April 9, 2021				1,197			$	74.70				Buy			ETF Create
BlackRock Fund Advisors			April 9, 2021				824			$	74.70				Buy			ETF Create
BlackRock Fund Advisors			April 9, 2021				-3,296			$	74.70				Sell			ETF Redeem
BlackRock Fund Advisors			April 9, 2021				3,502			$	74.70				Buy			ETF Create
BlackRock Fund Advisors			April 9, 2021				-1,030			$	74.70				Sell			ETF Redeem
BlackRock Fund Advisors			April 9, 2021				-579			$	74.70				Sell			ETF Redeem
BlackRock Fund Advisors			April 9, 2021				-2,316			$	74.70				Sell			ETF Redeem
BlackRock Fund Advisors			April 9, 2021				1,740			$	74.70				Buy			ETF Create
BlackRock Fund Advisors			April 9, 2021				-1,740			$	74.70				Sell			ETF Redeem
BlackRock Asset Management Ireland Limited			April 12, 2021				70			$	74.30				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 12, 2021				-86			$	74.30				Sell			Sell
BlackRock Fund Advisors			April 12, 2021				824			$	74.30				Buy			ETF Create
BlackRock Fund Advisors			April 12, 2021				2,678			$	74.30				Buy			ETF Create
BlackRock Fund Advisors			April 12, 2021				-1,648			$	74.30				Sell			ETF Redeem
BlackRock Fund Advisors			April 12, 2021				2,060			$	74.30				Buy			ETF Create
BlackRock Fund Advisors			April 12, 2021				-3,296			$	74.30				Sell			ETF Redeem
BlackRock Fund Advisors			April 12, 2021				1,442			$	74.30				Buy			ETF Create
BlackRock Fund Advisors			April 12, 2021				870			$	74.30				Buy			ETF Create
BlackRock Fund Advisors			April 12, 2021				870			$	74.30				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 13, 2021				70			$	74.27				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 13, 2021				583			$	74.27				Buy			Buy
BlackRock Advisors, LLC			April 13, 2021				2,545			$	74.10				Buy			Buy
BlackRock Fund Advisors			April 13, 2021				-3,708			$	74.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 13, 2021				-1,854			$	74.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 13, 2021				-579			$	74.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 13, 2021				-1,158			$	74.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 13, 2021				-435			$	74.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 13, 2021				36			$	74.27				Buy			ETF Create
BlackRock Fund Advisors			April 14, 2021				337			$	73.27				Buy			Buy
BlackRock Investment Management, LLC			April 14, 2021				2,152			$	73.84				Buy			Buy
BlackRock Investment Management (UK) Limited			April 14, 2021				1,942			$	73.84				Buy			Buy
BlackRock Fund Advisors			April 14, 2021				96			$	73.27				Buy			ETF Create
BlackRock Fund Advisors			April 14, 2021				72			$	73.27				Buy			ETF Create
BlackRock Fund Advisors			April 14, 2021				1,236			$	73.27				Buy			ETF Create
BlackRock Fund Advisors			April 14, 2021				-1,648			$	73.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 14, 2021				-1,236			$	73.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 14, 2021				2,895			$	73.27				Buy			ETF Create
BlackRock Fund Advisors			April 14, 2021				-435			$	73.27				Sell			ETF Redeem
BlackRock Fund Advisors			April 14, 2021				435			$	73.27				Buy			ETF Create
BlackRock Fund Advisors			April 14, 2021				30			$	73.27				Buy			ETF Create

 

C-6

BlackRock Fund Advisors			April 14, 2021				36			$	73.27				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 15, 2021				70			$	74.71				Buy			Buy
BlackRock Asset Management Ireland Limited			April 15, 2021				70			$	74.71				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 15, 2021				5,536			$	74.35				Buy			Buy
BlackRock Fund Advisors			April 15, 2021				-8,034			$	74.71				Sell			ETF Redeem
BlackRock Fund Advisors			April 15, 2021				-1,030			$	74.71				Sell			ETF Redeem
BlackRock Fund Advisors			April 15, 2021				-412			$	74.71				Sell			ETF Redeem
BlackRock Fund Advisors			April 15, 2021				435			$	74.71				Buy			ETF Create
BlackRock Fund Advisors			April 15, 2021				870			$	74.71				Buy			ETF Create
BlackRock Fund Advisors			April 15, 2021				66			$	74.71				Buy			ETF Create
BlackRock Fund Advisors			April 15, 2021				2,052			$	74.71				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 16, 2021				70			$	75.21				Buy			Buy
BlackRock Asset Management Ireland Limited			April 16, 2021				210			$	75.21				Buy			Buy
BlackRock Fund Advisors			April 16, 2021				27			$	75.21				Buy			ETF Create
BlackRock Fund Advisors			April 16, 2021				1,648			$	75.21				Buy			ETF Create
BlackRock Fund Advisors			April 16, 2021				-2,060			$	75.21				Sell			ETF Redeem
BlackRock Fund Advisors			April 16, 2021				-412			$	75.21				Sell			ETF Redeem
BlackRock Fund Advisors			April 16, 2021				1,158			$	75.21				Buy			ETF Create
BlackRock Fund Advisors			April 16, 2021				-1,737			$	75.21				Sell			ETF Redeem
BlackRock Fund Advisors			April 16, 2021				-1,158			$	75.21				Sell			ETF Redeem
BlackRock Fund Advisors			April 16, 2021				-435			$	75.21				Sell			ETF Redeem
BlackRock Fund Advisors			April 16, 2021				435			$	75.21				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				27			$	73.56				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				4,120			$	73.56				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				-824			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				-4,944			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				-5,974			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				2,060			$	73.56				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				-3,090			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				1,737			$	73.56				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				579			$	73.56				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				870			$	73.56				Buy			ETF Create
BlackRock Fund Advisors			April 19, 2021				-435			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				-435			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				-70			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				-268			$	73.56				Sell			ETF Redeem
BlackRock Fund Advisors			April 19, 2021				-134			$	73.56				Sell			ETF Redeem
BlackRock Investment Management, LLC			April 20, 2021				256			$	72.71				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 20, 2021				450			$	72.10				Buy			Buy
BlackRock Fund Managers Ltd			April 20, 2021				1,454			$	72.10				Buy			Buy

 

C-7

BlackRock Institutional Trust Company, National Association			April 20, 2021				1,386			$	72.11				Buy			Buy
BlackRock Financial Management, Inc.			April 20, 2021				-572			$	72.11				Sell			Sell
BlackRock Asset Management Ireland Limited			April 20, 2021				146			$	72.10				Buy			Buy
BlackRock Fund Advisors			April 20, 2021				48			$	72.10				Buy			ETF Create
BlackRock Fund Advisors			April 20, 2021				-618			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				-3,914			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				6,592			$	72.10				Buy			ETF Create
BlackRock Fund Advisors			April 20, 2021				9,270			$	72.10				Buy			ETF Create
BlackRock Fund Advisors			April 20, 2021				-2,472			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				4,120			$	72.10				Buy			ETF Create
BlackRock Fund Advisors			April 20, 2021				7,004			$	72.10				Buy			ETF Create
BlackRock Fund Advisors			April 20, 2021				-579			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				1,158			$	72.10				Buy			ETF Create
BlackRock Fund Advisors			April 20, 2021				-4,053			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				-76			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				-435			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				-435			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				-35			$	72.10				Sell			ETF Redeem
BlackRock Fund Advisors			April 20, 2021				-204			$	72.10				Sell			ETF Redeem
BlackRock Institutional Trust Company, National Association			April 21, 2021				589			$	72.55				Buy			Buy
BlackRock Fund Advisors			April 21, 2021				105			$	72.55				Buy			Buy
BlackRock Investment Management, LLC			April 21, 2021				102			$	72.55				Buy			Buy
BlackRock Fund Advisors			April 21, 2021				48			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				32			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				-618			$	72.55				Sell			ETF Redeem
BlackRock Fund Advisors			April 21, 2021				1,648			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				2,060			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				-3,502			$	72.55				Sell			ETF Redeem
BlackRock Fund Advisors			April 21, 2021				7,004			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				206			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				-4,053			$	72.55				Sell			ETF Redeem
BlackRock Fund Advisors			April 21, 2021				-579			$	72.55				Sell			ETF Redeem
BlackRock Fund Advisors			April 21, 2021				-579			$	72.55				Sell			ETF Redeem
BlackRock Fund Advisors			April 21, 2021				42			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				78			$	72.55				Buy			ETF Create
BlackRock Fund Advisors			April 21, 2021				-134			$	72.55				Sell			ETF Redeem
BlackRock Fund Advisors			April 21, 2021				-268			$	72.55				Sell			ETF Redeem
BlackRock Fund Managers Ltd			April 22, 2021				284			$	72.72				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 22, 2021				285			$	72.35				Buy			Buy
BlackRock Fund Advisors			April 22, 2021				9,444			$	71.76				Buy			Buy

 

C-8

BlackRock Institutional Trust Company, National Association			April 22, 2021				6,135			$	72.24				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 22, 2021				-1,107			$	71.63				Sell			Sell
BlackRock Fund Advisors			April 22, 2021				-2,060			$	71.63				Sell			ETF Redeem
BlackRock Fund Advisors			April 22, 2021				-1,030			$	71.63				Sell			ETF Redeem
BlackRock Fund Advisors			April 22, 2021				-1,854			$	71.63				Sell			ETF Redeem
BlackRock Fund Advisors			April 22, 2021				1,158			$	71.63				Buy			ETF Create
BlackRock Fund Advisors			April 22, 2021				-1,158			$	71.63				Sell			ETF Redeem
BlackRock Fund Advisors			April 22, 2021				-76			$	71.63				Sell			ETF Redeem
BlackRock Fund Advisors			April 22, 2021				-870			$	71.63				Sell			ETF Redeem
BlackRock Financial Management, Inc.			April 23, 2021				9			$	72.81				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 23, 2021				-198			$	72.81				Sell			Sell
BlackRock Institutional Trust Company, National Association			April 23, 2021				821			$	73.05				Buy			Buy
BlackRock Fund Advisors			April 23, 2021				-8,736			$	72.81				Sell			ETF Redeem
BlackRock Fund Advisors			April 23, 2021				1,664			$	72.81				Buy			ETF Create
BlackRock Fund Advisors			April 23, 2021				-2,912			$	72.81				Sell			ETF Redeem
BlackRock Fund Advisors			April 23, 2021				1,872			$	72.81				Buy			ETF Create
BlackRock Fund Advisors			April 23, 2021				-3,120			$	72.81				Sell			ETF Redeem
BlackRock Fund Advisors			April 23, 2021				1,737			$	72.81				Buy			ETF Create
BlackRock Fund Advisors			April 23, 2021				1,305			$	72.81				Buy			ETF Create
BlackRock Fund Advisors			April 23, 2021				72			$	72.81				Buy			ETF Create
BlackRock Financial Management, Inc.			April 26, 2021				-192			$	73.68				Sell			Sell
BlackRock Fund Advisors			April 26, 2021				-624			$	73.68				Sell			ETF Redeem
BlackRock Fund Advisors			April 26, 2021				-1,248			$	73.68				Sell			ETF Redeem
BlackRock Fund Advisors			April 26, 2021				2,316			$	73.68				Buy			ETF Create
BlackRock Investment Management, LLC			April 27, 2021				267			$	74.38				Buy			Buy
BlackRock Institutional Trust Company, National Association			April 27, 2021				-131			$	74.09				Sell			Sell
BlackRock Fund Advisors			April 27, 2021				27			$	74.09				Buy			ETF Create
BlackRock Fund Advisors			April 27, 2021				-8,320			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-3,120			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-832			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-5,408			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				1,158			$	74.09				Buy			ETF Create
BlackRock Fund Advisors			April 27, 2021				-435			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-870			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-435			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-435			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				-35			$	74.09				Sell			ETF Redeem
BlackRock Fund Advisors			April 27, 2021				855			$	74.09				Buy			ETF Create
BlackRock Asset Management Ireland Limited			April 28, 2021				70			$	74.47				Buy			Buy
BlackRock Fund Advisors			April 28, 2021				1,698			$	74.47				Buy			Buy

 

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