Envestnet, Inc. Annual report pursuant to Section 13 and 15(d)

Annual report pursuant to Section 13 and 15(d)

Consolidated Statements of Stockholders' Equity

Consolidated Statements of Stockholders' Equity (USD $) In Thousands, except Share data, unless otherwise specified	Common Stock	Treasury Stock	Additional Paid-in Capital	Accumulated Deficit	Non-controlling Interest	Total
Balance at Dec. 31, 2011	$ 218	$ (10,421)	$ 163,584	$ (37,742)		$ 115,639
Balance (in shares) at Dec. 31, 2011	43,515,899	(11,705,173)
Increase (decrease) in shareholders' equity
Exercise of stock options	1		2,068			2,069
Exercise of stock options (in shares)	298,947
Issuance of common stock - vesting of restricted stock (in shares)	24,568
Issuance of common stock - Issuance of restricted stock	1		2,758			2,759
Issuance of common stock - Issuance of restricted stock (in shares)	232,150
Stock-based compensation expense			4,342			4,342
Excess tax benefits from stock-based compensation expense			1,549			1,549
Reversal of net operating loss tax benefit recognized from EnvestNet Group, Inc. merger			(690)			(690)
Purchase of treasury stock for stock-based minimum tax withholdings		(137)				(137)
Purchase of treasury stock for stock-based minimum tax withholdings (in shares)		(10,716)
Net income				465		465us-gaap_NetIncomeLoss
Balance at Dec. 31, 2012	220	(10,558)	173,611	(37,277)		125,996
Balance (in shares) at Dec. 31, 2012	44,071,564	(11,715,889)
Increase (decrease) in shareholders' equity
Exercise of stock options	3		6,397			6,400
Exercise of stock options (in shares)	721,050
Issuance of common stock -vesting of restricted stock	1					1
Issuance of common stock - vesting of restricted stock (in shares)	74,298
Exercise of warrants	4					4
Exercise of warrants (in shares)	761,902
Stock-based compensation expense			8,738			8,738
Excess tax benefits from stock-based compensation expense			3,579			3,579
Reversal of state uncertain tax position			16			16
Purchase of treasury stock for stock-based minimum tax withholdings		(622)				(622)
Purchase of treasury stock for stock-based minimum tax withholdings (in shares)		(36,905)
Net income				3,660		3,660us-gaap_NetIncomeLoss
Balance at Dec. 31, 2013	228	(11,180)	192,341	(33,617)		147,772
Balance (in shares) at Dec. 31, 2013	45,628,814	(11,752,794)
Increase (decrease) in shareholders' equity
Exercise of stock options	3		5,187			5,190
Exercise of stock options (in shares)	573,298
Issuance of common stock -vesting of restricted stock	1					1
Issuance of common stock - vesting of restricted stock (in shares)	143,264
Stock-based compensation expense			11,228		195	11,423
Excess tax benefits from stock-based compensation expense			8,848			8,848
Purchase of treasury stock for stock-based minimum tax withholdings		(2,062)				(2,062)
Purchase of treasury stock for stock-based minimum tax withholdings (in shares)		(47,929)
Issuance of membership interest in ERS, LLC					556	556
Issuance of convertible notes, net of tax and offering costs			16,284			16,284
Net income				14,174	(195)	13,979us-gaap_NetIncomeLoss
Balance at Dec. 31, 2014	$ 232	$ (13,242)	$ 233,888	$ (19,443)	$ 556	$ 201,991
Balance (in shares) at Dec. 31, 2014	46,345,376	(11,800,723)